The firm's regulatory documents.
Everything TenBroeck Wealth Management, LLC is required to make available, in one place. Ask for any of it at any time and we will send it; it is here so you do not have to ask.
Services, fees, conflicts of interest, and how the firm does business. Filed with the State of California and published by the regulator.
View on IAPD →The wrap fee program: what the single fee covers, what it does not, and the conflicts the arrangement creates. Filed alongside the brochure.
View on IAPD →The background, qualifications and disciplinary history of the individual who provides your advice. IAPD does not link the supplement, so the firm publishes it here.
Download PDF →The registration filing itself — ownership, assets under management, disciplinary reporting.
Download from IAPD →What personal information the firm collects, how it is used and protected, and when it is shared.
Download PDF →The Investment Adviser Public Disclosure database is run by the SEC and carries every filing a registered adviser has made. The firm's CRD number is 304388; Schad TenBroeck's is 7164172.
The firm on IAPD → Schad TenBroeck on IAPD →TenBroeck Wealth Management, LLC is an investment adviser registered with the State of California (DFPI). Registration does not imply a certain level of skill or training. Requests for any document listed here can be made in writing to 204 North Floral Street, Suite A, Visalia, CA 93291, or by telephone at (559) 740-0548.